-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ViHTR9Qi1tD1GETtQHmOinAUyL2CS5GT5dxPyKluRbdWfyJ1ndk3RQYu6oXCzp62 FKOeg6RMJQ4wylTeEvff/Q== 0001000096-96-000342.txt : 19961015 0001000096-96-000342.hdr.sgml : 19961015 ACCESSION NUMBER: 0001000096-96-000342 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961011 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOUBLE EAGLE PETROLEUM & MINING CO CENTRAL INDEX KEY: 0000029834 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 830214692 STATE OF INCORPORATION: WY FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-47095 FILM NUMBER: 96642123 BUSINESS ADDRESS: STREET 1: 777 OVERLAND TRAIL STREET 2: PO BOX 766 CITY: CASPER STATE: WY ZIP: 82602 BUSINESS PHONE: 3072379330 MAIL ADDRESS: STREET 1: DOUBLE EAGLE PETROLEUM & MINING CO STREET 2: P O BOX 766 CITY: CASPER STATE: WY ZIP: 82601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLLIS STEPHEN H CENTRAL INDEX KEY: 0001024577 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: P O BOX 766 CITY: CASPER STATE: WY ZIP: 82601 MAIL ADDRESS: STREET 2: P O BOX 766 CITY: CASPER STATE: WY ZIP: 82601 SC 13D 1 ----------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response . . .14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. )* ------- DOUBLE EAGLE PETROLEUM AND MINING CO. ----------------------------------------------------------------- (Name of Issuer) $.10 Par Value Common Stock ------------------------------ (Title of Class of Securities) 258570 20 9 -------------- (CUSIP Number) Stephen H. Hollis, 777 Overland Trail (P.O. Box 766) Casper, WY 82601 (307) 237-9330 ---------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 19, 1995 ----------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [x]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 258570 20 9 Page 2 OF 6 Pages 1. Name of Reporting Person Social Security or I.R.S. Identification No. of above Person Stephen H. Hollis (###-##-####) 2. Check the Appropriate Box If a Member of a Group [ ] A [ ] B 3. Sec Use Only 4. Source of Funds* 00 5. Check box if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) [ ] 6. Citizenship or Place of Organization Number of 7. Sole Voting Power Shares 172,400 (1) Beneficially Owned by 8. Shared Voting Power Each -0- Reporting Person 9. Sole Dispositive Power With 172,400 (1) 10. Shared Dispositive Power -0- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 172,400 (1) 12. Check If the Aggregate Amount in Row (11) Excludes Certain Shares* [ ] 13. Percent of Class Represented by Amount in Row (11) 6.9% 14. Type of Reporting Person* IN - ---------- (1) Includes options to purchase 120,000 shares of common stock. *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D CUSIP NO. 258570 20 9 Page 3 OF 6 Pages Item 1. Security and Issuer. (a) Name and Address of Principal Executive Offices of Issuer: Double Eagle Petroleum And Mining Co. 777 Overland Trail (P.O. Box 766) Casper, WY 82601 (b) Title and Class of Equity Securities: $.10 Par Value Common Stock Item 2. Identity and Background. (a) Name of Person Filing: Stephen H. Hollis (b) Business Address: 777 Overland Trail (P.O. Box 766) Casper, WY 82601 (c) Present Principal Occupation: Mr. Hollis presently is the President and a Director of the Issuer, Double Eagle Petroleum And Mining Co. (d) Criminal Proceedings: During the last five years Mr. Hollis has not been convicted in any criminal proceding. (e) Civil Proceedings: During the last five years Mr. Hollis has not been party to any civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person would have been subject to any judgment, decree or final order enjoining future violations of or prohibiting or mandating activities subject to Federal or State securities laws or finding any violation with respect to such laws. (f) Citizenship: U.S. Item 3. Source and Amount of Funds or Other Consideration. Mr. Hollis is President of Double Eagle Petroleum And Mining Co. (the "Company"). Mr. Hollis was granted, on January 19, 1995, options to purchase 70,000 shares of common stock, pursuant to the Company's stock option plan. Mr. Hollis, prior to January 19, 1995, had acquired 52,400 shares of common stock with personal funds and was granted, on January 19, 1994, options to purchase 50,000 shares of common stock pursuant to the Company's stock option plan. SCHEDULE 13D CUSIP NO. 258570 20 9 Page 4 OF 6 Pages Item 4. Purpose of the Transaction. Mr. Hollis has acquired the shares of common stock (or the rights to acquire shares of common stock) included in this Statement for investment purposes. Mr. Hollis has no plans or proposals that relate to or would result in any of the circumstances described in subparagraphs (a) to (j) of Item 4 of Schedule 13D. Item 5. Interests in Securities of the Issuer. (a) Number of Shares Beneficially Owned: 172,400 shares* *includes options to purchase 120,000 shares Percent of Class: 6.9% (based upon 2,362,371 shares of common stock issued and outstanding based on information set forth in the Issuer's annual report on Form 10-K for the period ended August 31, 1995.) (b) Sole Power to Vote, Direct the Vote of, or Dispose of Shares: 172,400 shares* *includes options to purchase 120,000 shares (c) Recent Transactions: Mr. Hollis owns 51% of Hollis Oil & Gas Company. Hollis Oil & Gas Company, on May 26, 1995, sold certain proved oil and gas leases and overriding royalties to Double Eagle Petroleum And Mining Co. (the "Company") in exchange for $71,300 cash and 350,000 shares of the Company's common stock with a market value of $131,250. Mr. Hollis was granted, on January 22, 1996, options to purchase 50,000 shares of common stock pursuant to the Company's stock option plan. Mr. Hollis, on March 14, 1996 sold 27,500 shares of common stock. Mr. Hollis, after the above transactions, beneficially owns 544,900 shares of common stock. (d) Rights with Respect to Dividends or Sales Proceeds: N/A (e) Date of Cessation of Five Percent Beneficial Ownership: N/A SCHEDULE 13D CUSIP NO. 258570 20 9 Page 5 OF 6 Pages Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Other than as is described in this Statement,there is no contract, arrangement, understanding or relationship between Mr. Hollis and any third party with respect to the securities of the Issuer. Item 7. Material to be Filed as Exhibits. N/A SCHEDULE 13D CUSIP NO. 258570 20 9 Page 6 OF 6 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 10, 1996. By /s/ STEPHEN H. HOLLIS --------------------------------------- Stephen H. Hollis Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----